Filing Details
- Accession Number:
- 0000072333-13-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 20:31:43
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 20:31:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557023 | D Tricia Smith | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-01 | 1,614 | $53.63 | 1,893 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-01 | 1,321 | $13.47 | 3,214 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-01 | 651 | $36.94 | 3,865 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-01 | 1,334 | $45.49 | 5,199 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-01 | 1,307 | $52.63 | 6,506 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-01 | 6,439 | $55.95 | 67 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-01 | 1,614 | $0.00 | 1,614 | $53.63 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-01 | 1,321 | $0.00 | 1,321 | $13.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-01 | 651 | $0.00 | 651 | $36.94 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-01 | 1,334 | $0.00 | 1,334 | $45.49 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-01 | 1,307 | $0.00 | 1,307 | $52.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-01 | No | 4 | M | Direct | |
| 0 | 2019-02-27 | No | 4 | M | Direct | |
| 651 | 2020-02-26 | No | 4 | M | Direct | |
| 2,668 | 2021-02-25 | No | 4 | M | Direct | |
| 3,921 | 2022-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,532 | Indirect | By 401(k) Plan per Plan Statement dated 8/31/2013 |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 9/16/2013.
- Includes 158 shares acquired on March 31, 2013 and 67 shares acquired on September 30, 2013 under the Employee Stock Purchase Plan.
- The option vested and became exercisable in four equal annual installments commencing 3/1/2008.
- The option vested and became exercisable in four equal annual installments commencing 2/27/2010.
- The option vested and became exercisable in four equal annual installments commencing 2/26/2011.
- The option vested and became exercisable in four equal annual installments commencing 2/25/2012.
- The option vested and became exercisable in four equal annual installments commencing 2/22/2013.
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