Filing Details

Accession Number:
0001209191-13-046860
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-02 20:16:05
Reporting Period:
2013-10-01
Filing Date:
2013-10-02
Accepted Time:
2013-10-02 20:16:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294016 Ruckus Wireless Inc RKUS Computer Peripheral Equipment, Nec (3577) 542072041
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559542 Seamus Hennessy C/O Ruckus Wireless, Inc.
350 West Java Drive
Sunnyvale CA 94089
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-01 20,000 $0.00 20,000 No 4 A Direct
Common Stock Acquisiton 2013-10-01 18,750 $0.20 38,750 No 4 M Direct
Common Stock Disposition 2013-10-01 18,750 $16.95 20,000 No 4 S Direct
Common Stock Acquisiton 2013-10-02 6,250 $0.20 26,250 No 4 M Direct
Common Stock Disposition 2013-10-02 6,250 $16.80 20,666 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-10-01 18,750 $0.00 18,750 $0.20
Common Stock Stock Option (Right to Buy) Disposition 2013-10-02 6,250 $0.00 6,250 $0.20
Common Stock Stock Option (Right to Buy) Acquisiton 2013-10-01 40,000 $0.00 40,000 $16.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
282,750 2019-05-07 No 4 M Direct
276,500 2019-05-07 No 4 M Direct
40,000 2023-09-30 No 4 A Direct
Footnotes
  1. Represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. The restricted stock units vest 1/8th every six months over four years commencing on October 3, 2013.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2013.
  3. This sale price represents the weighted average sale price of the shares sold ranging from $16.67 to $17.225 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. This sale price represents the weighted average sale price of the shares sold ranging from $16.68 to $16.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  5. Includes shares acquired by the Reporting Person on May 15, 2013 pursuant to the Issuer's Employee Stock Purchase Plan.
  6. The Option is fully vested as of May 18, 2013.
  7. The Option shares shall vest as follows: 1/48th of the total number of Shares subject to the Option shall vest and become exercisable each month over the forty-eight months following October 1, 2013, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2012 Equity Incentive Plan) as of each date.