Filing Details
- Accession Number:
- 0001179110-13-015043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 19:42:37
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 19:42:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232019 | Penny Herscher | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-01 | 16,530 | $0.00 | 41,530 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-10-01 | 10,000 | $9.53 | 16,530 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,799 | Indirect | See Footnote |
Footnotes
- Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
- All of the restricted stock units will vest on October 1, 2014.
- The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 20, 2013.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $9.37 to $9.62. Upon request by the Commission Staff, the issuer or a security holder of the issuer, the Reporting Person, will provide full information regarding the number of shares sold at each separate price.
- Excludes 15,000 restricted stock units vested and issued on October 1, 2013 that are now held in the 2001 Herscher Family Trust.
- Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
Billionaire Hedge Funds
