Filing Details
- Accession Number:
- 0001209191-13-046807
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 18:16:51
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 18:16:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-01 | 2,752 | $17.59 | 134,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-01 | 2,752 | $36.27 | 131,450 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-02 | 2,258 | $17.59 | 133,708 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-02 | 2,258 | $36.30 | 131,450 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-10-01 | 2,752 | $17.59 | 2,752 | $17.59 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-10-02 | 2,258 | $17.59 | 2,258 | $17.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 290,246 | 2008-01-21 | 2015-01-21 | No | 4 | M | Direct |
| 287,988 | 2008-01-21 | 2015-01-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Spouse |
Footnotes
- This is the weighted average of the price traded. The high was $36.50 and the low was $36.25.
- This is the weighted average of the price traded. The high was $36.305 and the low was $36.300.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Cashless Exercise of Employee Stock Option.Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.
Billionaire Hedge Funds
