Filing Details

Accession Number:
0001181431-13-052132
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-02 18:12:09
Reporting Period:
2013-09-25
Filing Date:
2013-10-02
Accepted Time:
2013-10-02 18:12:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
821483 Par Petroleum Corp PARR Crude Petroleum & Natural Gas (1311) 841060803
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257391 Whitebox Advisors Llc 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1311162 Whitebox Concentrated Convertible Arbitrage Partners, L.p. 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1311165 Whitebox Credit Arbitrage Partners, L.p. 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1311923 Pandora Select Partners, L.p. 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1452149 Whitebox Multi-Strategy Partners Lp 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1468567 Whitebox Special Opportunities Fund, Lp 3033 Excelsior Boulevard, Suite 300
Minneapolis MA 55416
No No Yes Yes
1502255 Whitebox Asymmetric Partners Lp 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1523624 Funds Mutual Whitebox 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1549526 Whitebox Institutional Partners, Lp 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1557929 Paul Jacob Mercer 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-25 33,308,717 $1.39 71,211,544 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 70,125 Direct
Footnotes
  1. Shares acquired are held directly by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Arbitrage Partners, L.P. ("WCRAP"), Whitebox Concentrated Convertible Arbitrage Partners, L.P. ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") and Whitebox Tactical Opportunities Fund ("WTOF").
  2. The number of shares beneficially owned does not include 621,624 shares previously reported as indirectly beneficially owned by Whitebox Advisors LLC ("WA") by virtue of the fact that it had previously acted as investment manager for HFR RVA Combined Master Trust ("HFR"), the direct owner of such shares. Following the termination of this investment manager relationship, WA no longer has the power to vote and dispose of the shares held by HFR.
  3. The general partner: of WAP is Whitebox Asymmetric Advisors, LLC ("WAA"); of WMSP is Whitebox Multi-Strategy Advisors, LLC ("WMSA"); of WCRAP is Whitebox Credit Arbitrage Advisors, LLC ("WCRAA"); of WCCAP is Whitebox Concentrated Convertible Arbitrage Advisors, LLC ("WCCAA"); of PSP is Pandora Select Advisors, LLC ("PSA"); of WSOF is Whitebox Special Opportunities Advisors, LLC ("WSOA"); and of WIP is WA. WTOF is a series of Whitebox Mutual Funds, a Delaware Investment Trust ("WMF") whose investment adviser is WA. The managing member and controlling owner of WAA, WMSA, WCRAA, WCCAA, PSA and WSOA is WA.
  4. Indirect beneficial ownership is attributable to WA (i) as managing member of WAA, WMSA, WCRAA, WCCAA, PSA and WSOA, which act as general partners to WAP, WMSP, WCRAP, WCCAP, PSP and WSOF, respectively, (ii) as general partner to WIP and (iii) as investment adviser to WTOF.
  5. Shares are held directly by Jacob Mercer, an associate of WA. WA, WAA, WMSA, WCRAA, WCCAA, PSA, WSOA, WAP, WMSP, WCRAP, WCCAP, PSP, WSOF, WIP and WTOF each disclaim beneficial ownership of the shares attributable to Jacob Mercer and have no pecuniary interest therein.