Filing Details
- Accession Number:
- 0001127602-13-028625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 17:51:39
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 17:51:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091974 | R H Charles Bracken | 38 Hans Crescent London X0 | Evp & Co-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2013-09-30 | 13,159 | $0.00 | 13,159 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2013-09-30 | 6,185 | $79.35 | 6,974 | No | 4 | F | Direct | |
| Class C Ordinary Shares | Acquisiton | 2013-09-30 | 13,159 | $0.00 | 13,159 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Disposition | 2013-09-30 | 6,185 | $75.43 | 6,974 | No | 4 | F | Direct | |
| Class A Ordinary Shares | Disposition | 2013-10-01 | 6,974 | $79.88 | 0 | No | 4 | S | Direct | |
| Class C Ordinary Shares | Disposition | 2013-10-01 | 6,974 | $76.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Restricted Share Units A | Disposition | 2013-09-30 | 13,159 | $0.00 | 13,159 | $0.00 |
| Class C Ordinary Shares | Restricted Share Units C | Disposition | 2013-09-30 | 13,159 | $0.00 | 13,159 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2013.
- The price reflects a weighted average of sales made at prices ranging from $79.57 to $80.19. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $75.69 to $76.37. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The Restricted Share Units are 100% vested.
Billionaire Hedge Funds
