Filing Details
- Accession Number:
- 0001437749-13-012655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 17:13:59
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 17:13:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896400 | Multimedia Games Holding Company Inc. | MGAM | Services-Amusement & Recreation Services (7900) | 742611034 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487806 | J. Joaquin Aviles | Multimedia Games Holding Company, Inc. 206 Wild Basin Road, Bldg. B, Suite 400 Austin TX 78746 | Vice President Of Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-30 | 18,750 | $4.80 | 43,950 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-30 | 1,250 | $5.12 | 45,200 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-30 | 7,500 | $3.70 | 52,700 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-30 | 6,250 | $3.92 | 58,950 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-30 | 14,062 | $7.73 | 73,012 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-30 | 47,812 | $34.50 | 25,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-30 | 18,750 | $0.00 | 18,750 | $4.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-30 | 1,250 | $0.00 | 1,250 | $5.12 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-30 | 7,500 | $0.00 | 7,500 | $3.70 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-30 | 6,250 | $0.00 | 6,250 | $3.92 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-30 | 14,062 | $0.00 | 14,062 | $7.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-07-05 | 2016-07-05 | No | 4 | M | Direct |
| 625 | 2009-09-30 | 2016-09-30 | No | 4 | M | Direct |
| 18,750 | 2010-09-30 | 2017-09-30 | No | 4 | M | Direct |
| 15,625 | 2010-10-31 | 2017-10-31 | No | 4 | M | Direct |
| 42,188 | 2011-12-12 | 2018-12-12 | No | 4 | M | Direct |
Footnotes
- The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on August 29, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.33 to $34.8755, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
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