Filing Details

Accession Number:
0001225208-13-021196
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-02 16:56:07
Reporting Period:
2013-09-30
Filing Date:
2013-10-02
Accepted Time:
2013-10-02 16:56:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1031000 L Jay Schottenstein Schottenstein Stores Corporation
4300 E. Fifth Ave.
Columbus OH 43219
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2013-09-30 32,592 $0.00 32,592 No 4 C Indirect By Schottenstein RVI, LLC
Class A Common Shares Disposition 2013-09-30 32,592 $85.28 0 No 4 S Indirect By Schottenstein RVI, LLC
Class A Common Shares Acquisiton 2013-10-01 96,100 $0.00 96,100 No 4 C Indirect By Schottenstein RVI, LLC
Class A Common Shares Disposition 2013-10-01 96,100 $85.56 0 No 4 S Indirect By Schottenstein RVI, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Schottenstein RVI, LLC
No 4 S Indirect By Schottenstein RVI, LLC
No 4 C Indirect By Schottenstein RVI, LLC
No 4 S Indirect By Schottenstein RVI, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Dividend Equivalent Rights Acquisiton 2013-09-30 25 $0.00 25 $0.00
Class A Common Shares Class B Common Shares Disposition 2013-09-30 32,592 $0.00 32,592 $0.00
Class A Common Shares Class B Common Shares Disposition 2013-10-01 96,100 $0.00 96,100 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
446 No 4 A Direct
4,091,995 No 4 C Indirect
3,995,895 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares 13,150 Indirect By Trusts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Shares Class B Common Shares $0.00 71,905 71,905 Direct
Class A Common Shares Class B Common Shares $0.00 293,092 293,092 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
71,905 71,905 Direct
293,092 293,092 Indirect
Footnotes
  1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.63. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  2. The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.
  3. Class B common shares convert to Class A common shares on a one-for-one basis.
  4. The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.