Filing Details
- Accession Number:
- 0001181431-13-052027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 16:45:03
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 16:45:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1348178 | L Timothy Chapman | 5960 Heisley Road Mentor OH 44060 | Sr Vp & Grp. Pres., Healthcare | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2013-10-01 | 8,000 | $24.72 | 29,581 | No | 4 | M | Direct | |
Common Shares, No Par Value | Disposition | 2013-10-01 | 8,000 | $43.51 | 21,581 | No | 4 | S | Direct | |
Common Shares, No Par Value | Disposition | 2013-10-01 | 7,500 | $43.00 | 13,469 | No | 4 | S | Indirect | See Footnote Below. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote Below. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2013-10-01 | 8,000 | $0.00 | 8,000 | $24.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-09-12 | No | 4 | M | Direct |
Footnotes
- These open market sales of a total of 8,000 Common Shares are pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 5, 2013.
- This represents the average sales price of the shares sold. The actual 30 sales prices ranged from $43.3800 per share to $43.6900 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 30 sales prices.
- 19,200 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 20, 2014, 3,700 on June 1, 2015, 5,000 on May 31, 2016 and 6,000 on May 31, 2017.
- These open market sales of a total of 7,500 Common Shares are pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 10, 2013.
- These shares are held in The Sharon A. Chapman 2007 Amended & Restated Revocable Trust UAD 7/20/2007 for the benefit of the Reporting Person's spouse. The Reporting Person and the Reporting Person's spouse are co-trustees of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- These options became exercisable as follows: 2,000 on September 12, 2007, 2,000 on September 12, 2008, 2,000 on September 12, 2009 and 2,000 on September 12, 2010.