Filing Details
- Accession Number:
- 0001218326-13-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 16:24:00
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 16:24:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-30 | 130,443 | $18.68 | 3,646,551 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-10-01 | 28,700 | $18.85 | 3,617,851 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-01 | 1,300 | $18.86 | 3,616,551 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-01 | 140,900 | $18.90 | 3,475,651 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-01 | 9,100 | $18.93 | 3,466,551 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-01 | 17,608 | $18.95 | 3,448,943 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-01 | 400 | $18.96 | 3,448,543 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-01 | 1,992 | $18.97 | 3,446,551 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-01 | 50,000 | $12.00 | 3,496,551 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-01 | 50,000 | $18.75 | 3,446,551 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-01 | 50,000 | $0.00 | 50,000 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 900,000 | 2016-06-23 | No | 4 | M | Direct |
Footnotes
- These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- These shares were sold pursuant to a 10b5-1 Sales Plan adopted on June 21, 2013.
- This option shall cliff vest 100% on September 30, 2010.
Billionaire Hedge Funds
