Filing Details

Accession Number:
0001405086-13-000344
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-02 11:30:38
Reporting Period:
2013-09-30
Filing Date:
2013-10-02
Accepted Time:
2013-10-02 11:30:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528849 Restoration Hardware Holdings Inc RH Retail-Furniture Stores (5712) 453052669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545446 Arnold Scott Dahnke 599 West Putnam Avenue
Greenwich CT 06830
No No No Yes
1555543 Catterton Managing Partner Vi, L.l.c. 599 West Putnam Avenue
Greenwich CT 06830
No No No Yes
1555549 Cp6 Management, L.l.c. 599 West Putnam Avenue
Greenwich CT 06830
No No No Yes
1561192 Cp Home Holdings, Llc 599 West Putnam Ave
Greenwich CT 06830
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-30 3,978,731 $60.41 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This Form 4 constitutes an exit form for the Reporting Persons. On September 30, 2013, Home Holdings, LLC ("Home Holdings") distributed, which distribution did not constitute a purchase or sale of securities, an aggregate of 8,911,636 shares of common stock of the Issuer (the "Shares") to its members, including CP Home Holdings, LLC ("CP Home Holdings"), for no consideration. As a result of the distribution, CP Home Holdings directly owned 3,978,731 Shares. Subsequently, CP Home Holdings executed a block sale of all of its Shares pursuant to Rule 144 (the "Sale"). As a result of the Sale, CP Home Holdings is no longer a direct or indirect owner of any Shares.
  2. Catterton Managing Partner VI, L.L.C. ("Catterton Managing Partner" and together with CP Home Holdings and CP6 Management, L.L.C., the "Catterton Entities") is the managing member of CP Home Holdings. CP6 Management, L.L.C. is the managing member of Catterton Managing Partner and Scott A. Dahnke is a member of the managing board of CP6 Management, L.L.C. Prior to the Sale, each of Scott A. Dahnke and the Catterton Entities may have been deemed to share voting and dispositive power with respect to the Shares and expressly disclaimed beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein. However, subsequent to the Sale, none of Scott A. Dahnke or any of the Catterton Entities have any beneficial ownership, either directly or indirectly, of any Shares.