Filing Details

Accession Number:
0001181431-13-051638
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-01 21:33:04
Reporting Period:
2013-09-27
Filing Date:
2013-10-01
Accepted Time:
2013-10-01 20:33:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
84129 Rite Aid Corp RAD Retail-Drug Stores And Proprietary Stores (5912) 231614034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1243584 M John Baumer 11111 Santa Monica Boulevard, Suite 2000
Los Angeles CA 90025
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-27 34,000,000 $4.49 6,000,000 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 153,846 Direct
Footnotes
  1. Not applicable.
  2. Represents shares sold by Green Equity Investors III LP ("GEI III") and Green Equity Investors Side III LP ("GEI Side III").
  3. GEI III and GEI Side III disposed of 34,000,000 shares of common stock for $4.49 per share in a block trade.
  4. GEI Capital III LLC ("GEIC") is the general partner of GEI III and GEI Side III. Grand Avenue Associates LP ("Grand Avenue") is a limited partner of GEI III. Grand Avenue Capital Corp ("GACC") is the general partner of Grand Avenue. Leonard Green Partners LP ("LGP") is the management company of GEI III and GEI Side III and an affiliate of GEIC, Grand Avenue and GACC. LGP Management Inc ("LGPM") is the general partner of LGP. GEI III, GEI Side III, GEIC, Grand Avenue, GACC, LGP, and LGPM are collectively the "13D Filers." Mr. Baumer is a director of the Issuer and a partner of LGP. As disclosed by the Issuer on a Form 8-K filed on September 27, 2013, and by an Amendment No. 7 to Schedule 13D, filed on October 1, 2013 by the 13D Filers, Mr. Baumer is resigning as a director of the Issuer effective as of the settlement of the exchange offer. Following his resignation, Mr. Baumer will no longer be subject to Section 16.
  5. GEI III and GEI Side III are the direct owners of the shares reported on this row. Mr. Baumer, GEIC, Grand Avenue, GACC, LGP, and LGPM directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be an indirect beneficial owner of the shares owned by GEI III and GEI Side III. Each of the 13D Filers and Mr. Baumer disclaims beneficial ownership of the shares reported herein (other than, with respect to GEI III and GEI Side III, the shares each owns directly), except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  6. The securities reported on this row are held by Mr. Baumer for the benefit of LGP. Mr. Baumer disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein. The securities reported on this row do not include, and Mr. Baumer expressly disclaims beneficial ownership of, any other securities of the Issuer owned by GEI III, GEIC, GEI Side III, Grand Avenue, GACC, LGP, and LGPM, except to the extent of any pecuniary interest therein.