Filing Details
- Accession Number:
- 0001179110-13-014874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-01 19:03:09
- Reporting Period:
- 2013-10-01
- Filing Date:
- 2013-10-01
- Accepted Time:
- 2013-10-01 19:03:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224154 | Shantanu Narayen | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-01 | 36,000 | $34.64 | 267,672 | No | 4 | M | Indirect | by trust |
| Common Stock | Acquisiton | 2013-10-01 | 14,000 | $19.93 | 281,672 | No | 4 | M | Indirect | by trust |
| Common Stock | Disposition | 2013-10-01 | 50,000 | $52.01 | 231,672 | No | 4 | S | Indirect | by trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by trust |
| No | 4 | M | Indirect | by trust |
| No | 4 | S | Indirect | by trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-01 | 36,000 | $0.00 | 36,000 | $34.64 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-01 | 14,000 | $0.00 | 14,000 | $19.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 423,000 | 2013-10-01 | 2015-01-24 | No | 4 | M | Direct |
| 215,300 | 2013-10-01 | 2016-01-26 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 9, 2013.
- Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.
- This transaction was executed in multiple trades at prices ranging from $51.85 to $52.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted January 24, 2008 are fully vested and exercisable.
- Options granted January 26, 2009 are fully vested and exercisable.
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