Filing Details

Accession Number:
0001173879-13-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-01 18:39:39
Reporting Period:
2012-07-02
Filing Date:
2013-10-01
Accepted Time:
2013-10-01 18:39:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912463 Guess Inc GES Women's, Misses', Children's & Infants' Undergarments (2340) 953679695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173879 Paul Marciano C/O Guess?, Inc.
1444 South Alameda Street
Los Angeles CA 90021
Vice Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-07-01 52,264 $0.00 1,362,633 No 5 G Indirect by G Financial Holdings II, LLC
Common Stock Acquisiton 2012-07-02 52,417 $0.00 52,417 No 4 G Indirect by Exempt Gift Trust
Common Stock Disposition 2013-09-27 72,500 $30.15 1,509,200 No 4 S Indirect by NRG Capital Holdings, LLC
Common Stock Disposition 2013-10-01 27,500 $30.05 1,481,700 No 4 S Indirect by NRG Capital Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect by G Financial Holdings II, LLC
No 4 G Indirect by Exempt Gift Trust
No 4 S Indirect by NRG Capital Holdings, LLC
No 4 S Indirect by NRG Capital Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 107,925 Direct
Common Stock 266,419 Indirect by G4 GRAT
Common Stock 6,601,759 Indirect by Paul Marciano Trust
Common Stock 1,164,971 Indirect by MFH II, LLC
Common Stock 170,666 Indirect by G Financial Holdings, LLC
Footnotes
  1. Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
  2. Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
  3. Shares are held by the Exempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee.
  4. Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
  5. Shares are held by the G4 GRAT, a grantor retained annuity trust of which the reporting person is the sole trustee and has exclusive pecuniary interest.
  6. Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
  7. Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
  8. Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.