Filing Details
- Accession Number:
- 0001173879-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-01 18:39:39
- Reporting Period:
- 2012-07-02
- Filing Date:
- 2013-10-01
- Accepted Time:
- 2013-10-01 18:39:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173879 | Paul Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Vice Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-07-01 | 52,264 | $0.00 | 1,362,633 | No | 5 | G | Indirect | by G Financial Holdings II, LLC |
Common Stock | Acquisiton | 2012-07-02 | 52,417 | $0.00 | 52,417 | No | 4 | G | Indirect | by Exempt Gift Trust |
Common Stock | Disposition | 2013-09-27 | 72,500 | $30.15 | 1,509,200 | No | 4 | S | Indirect | by NRG Capital Holdings, LLC |
Common Stock | Disposition | 2013-10-01 | 27,500 | $30.05 | 1,481,700 | No | 4 | S | Indirect | by NRG Capital Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by G Financial Holdings II, LLC |
No | 4 | G | Indirect | by Exempt Gift Trust |
No | 4 | S | Indirect | by NRG Capital Holdings, LLC |
No | 4 | S | Indirect | by NRG Capital Holdings, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 107,925 | Direct | |
Common Stock | 266,419 | Indirect | by G4 GRAT |
Common Stock | 6,601,759 | Indirect | by Paul Marciano Trust |
Common Stock | 1,164,971 | Indirect | by MFH II, LLC |
Common Stock | 170,666 | Indirect | by G Financial Holdings, LLC |
Footnotes
- Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
- Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
- Shares are held by the Exempt Gift Trust under the Next Step Trust, of which the reporting person is sole trustee.
- Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by the G4 GRAT, a grantor retained annuity trust of which the reporting person is the sole trustee and has exclusive pecuniary interest.
- Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.