Filing Details

Accession Number:
0001209191-13-046335
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-10-01 16:47:08
Reporting Period:
2013-09-27
Filing Date:
2013-10-01
Accepted Time:
2013-10-01 16:47:08
Original Submission Date:
2013-09-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216543 D Paul Arling 201 E. Sandpointe Avenue
Suite 800
Santa Ana CA 92707-6708
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-27 2,702 $17.59 134,152 No 4 M Direct
Common Stock Disposition 2013-09-27 2,702 $36.46 131,450 No 4 S Direct
Common Stock Acquisiton 2013-09-30 2,500 $17.59 133,950 No 4 M Direct
Common Stock Disposition 2013-09-30 2,500 $36.00 131,450 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Rt. to Buy) Disposition 2013-09-27 2,702 $17.59 2,702 $17.59
Common Employee Stock Option (Rt to Buy) Disposition 2013-09-30 2,500 $17.59 2,500 $17.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
295,498 2008-01-21 2015-01-21 No 4 M Direct
292,998 2008-01-21 2015-01-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Spouse
Footnotes
  1. This is the weighted average of the price traded. The high was $36.50 and the low was $36.40.
  2. This is the weighted average of the price traded. The high was $36.04 and the low was $36.00.
  3. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  4. Cashless Exercise of Employee Stock Option.Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.
  5. This Form 4A is being filed to correct an error in reporting the Exercisable Date of the Stock Options Exercised. The date was reported as 01/21/2009 but should have been reported as 01/21/2008.