Filing Details
- Accession Number:
- 0001209191-13-046335
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-10-01 16:47:08
- Reporting Period:
- 2013-09-27
- Filing Date:
- 2013-10-01
- Accepted Time:
- 2013-10-01 16:47:08
- Original Submission Date:
- 2013-09-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216543 | D Paul Arling | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-27 | 2,702 | $17.59 | 134,152 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-27 | 2,702 | $36.46 | 131,450 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-30 | 2,500 | $17.59 | 133,950 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-30 | 2,500 | $36.00 | 131,450 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-09-27 | 2,702 | $17.59 | 2,702 | $17.59 |
Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-09-30 | 2,500 | $17.59 | 2,500 | $17.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
295,498 | 2008-01-21 | 2015-01-21 | No | 4 | M | Direct |
292,998 | 2008-01-21 | 2015-01-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | By Spouse |
Footnotes
- This is the weighted average of the price traded. The high was $36.50 and the low was $36.40.
- This is the weighted average of the price traded. The high was $36.04 and the low was $36.00.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Cashless Exercise of Employee Stock Option.Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.
- This Form 4A is being filed to correct an error in reporting the Exercisable Date of the Stock Options Exercised. The date was reported as 01/21/2009 but should have been reported as 01/21/2008.