Filing Details
- Accession Number:
- 0001225208-13-020816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-01 15:10:07
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-01
- Accepted Time:
- 2013-10-01 15:10:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055099 | A Leon Felman | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-30 | 1,977 | $10.12 | 186,681 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,126 | Indirect | By Daughter IRA |
Common Stock | 572,288 | Indirect | By Family Trust |
Common Stock | 120,263 | Indirect | By IRA I |
Common Stock | 45,515 | Indirect | By Spouse IRA |
Common Stock | 585 | Indirect | By Stock Award |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualfied Stock Option (right to buy) | $11.53 | 2004-07-21 | 2014-07-21 | 6,000 | 6,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-07-21 | 6,000 | 6,000 | Direct |
Footnotes
- This form reflects increases in beneficial ownership resulting from exempt acquisitions under a Dividend Reinvestment Plan (''DRIP'') pursuant to Rule 16a-11.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 585 shares vest immediately upon the date of grant and 585 shares vest on November 7, 2013.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.