Filing Details
- Accession Number:
- 0001181431-13-051312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-01 14:04:56
- Reporting Period:
- 2013-09-27
- Filing Date:
- 2013-10-01
- Accepted Time:
- 2013-10-01 14:04:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447385 | Wonki Andrew Kim | C/O Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Legal And Corp. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-27 | 5,166 | $20.80 | 25,209 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-09-27 | 10,937 | $21.10 | 20,043 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-27 | 16,103 | $32.00 | 9,106 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-27 | 10,937 | $0.00 | 10,937 | $21.10 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-27 | 5,166 | $0.00 | 5,166 | $20.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,063 | 2020-02-02 | No | 4 | M | Direct | |
2,834 | 2020-06-13 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $18.59 | 2018-06-03 | 5,000 | 5,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 15,000 | 15,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 1,600 | 1,600 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | 15,000 | 15,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-06-03 | 5,000 | 5,000 | Direct |
2021-02-03 | 15,000 | 15,000 | Direct |
2021-04-26 | 1,600 | 1,600 | Direct |
2022-06-06 | 15,000 | 15,000 | Direct |
2023-05-16 | 25,000 | 25,000 | Direct |
Footnotes
- This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of March 31, 2008, and 1/48th of the shares become exercisable each month thereafter.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter.
- 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2013.