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Home > Insider Trading > Filing (0001000096-13-000125)

Filing Details

Accession Number:: 0001000096-13-000125
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-01 11:09:35
Reporting Period:: 2013-09-27

Filing Date:: 2013-10-01
Accepted Time:: 2013-10-01 11:09:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
319458	Enservco Corp	ENSV	Crude Petroleum & Natural Gas (1311)	840811316

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
928169	D Michael Herman	501 S. Cherry Street Suite 320 Denver CO 80206	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-09-27	1,508,953	$1.30	5,607,707	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,533,660	Indirect	By spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant	$0.55	2012-11-02	2017-11-30	2,111,000	2,111,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-11-30	2,111,000	2,111,000	Direct

Footnotes

The warrants were issued pursuant to a Subscription Agreement in which the Unit price was $350 and a Unit consisted of 1,000 shares of common stock and a warrant to purchase 500 shares of common stock at $0.55 per share. The Warrant expires on November 30, 2017.