Filing Details
- Accession Number:
- 0001188070-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-01 10:27:08
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-01
- Accepted Time:
- 2013-10-01 10:27:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188070 | B Charles Wang | Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-30 | 170,455 | $0.44 | 9,968,464 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,820,650 | Indirect | By AvantaLion LLC |
Common Stock | 128,020 | Indirect | By trust for benefit of grandchild |
Common Stock | 128,020 | Indirect | By trust for benefit of grandchild |
Common Stock | 39,306,096 | Indirect | By spouse |
Class 3 Preference Shares | 6,313,875 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Class 4 Preference Shares | 4,035,356 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Footnotes
- Mr. Wang purchased these shares from J. Christopher Wagner, the Executive Vice President, Marketplace Strategy, of NeuLion.
- AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
- Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang. Mr. Wang has a pecuniary interest in 86% of such fund.