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Home > Insider Trading > Filing (0001209191-13-046166)

Filing Details

Accession Number:: 0001209191-13-046166
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2013-09-30 18:47:20
Reporting Period:: 2013-08-28

Filing Date:: 2013-09-30
Accepted Time:: 2013-09-30 18:47:20
Original Submission Date:: 2013-08-28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101984	Universal Electronics Inc	UEIC	Household Audio & Video Equipment (3651)	330204817

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1216543	D Paul Arling	201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-28	1,000	$17.59	132,450	No	4	M	Direct
Common Stock	Disposition	2013-08-28	1,000	$31.50	131,450	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Rt. to Buy)	Disposition	2013-08-28	1,000	$17.59	1,000	$17.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
342,898	2006-01-21	2015-01-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,000	Indirect	By Spouse

Footnotes

Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.