Filing Details
- Accession Number:
- 0000890465-13-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-30 18:23:38
- Reporting Period:
- 2013-09-26
- Filing Date:
- 2013-09-30
- Accepted Time:
- 2013-09-30 18:23:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890465 | Nps Pharmaceuticals Inc | NPSP | Biological Products, (No Disgnostic Substances) (2836) | 870439579 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365343 | Francois Nader | 550 Hills Drive Bedminster NJ 07921 | President, Ceo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-26 | 19,350 | $5.05 | 236,828 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-09-26 | 992 | $5.85 | 237,820 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-26 | 143,503 | $33.07 | 94,317 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-26 | 6,497 | $33.60 | 87,820 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-27 | 17,008 | $5.85 | 104,828 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-09-27 | 16,650 | $6.16 | 121,478 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-09-27 | 9,800 | $5.71 | 131,278 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-27 | 43,458 | $32.36 | 87,820 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2013-09-26 | 19,350 | $0.00 | 19,350 | $5.05 |
Common Stock | Stock Options | Disposition | 2013-09-26 | 992 | $0.00 | 992 | $5.85 |
Common Stock | Stock Options | Disposition | 2013-09-27 | 17,008 | $0.00 | 17,008 | $5.85 |
Common Stock | Stock Options | Disposition | 2013-09-27 | 16,650 | $0.00 | 16,650 | $6.16 |
Common Stock | Stock Options | Disposition | 2013-09-27 | 9,800 | $0.00 | 9,800 | $5.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,150 | 2018-07-15 | No | 4 | M | Direct | |
21,508 | 2018-10-15 | No | 4 | M | Direct | |
4,500 | 2018-10-15 | No | 4 | M | Direct | |
5,850 | 2019-01-15 | No | 4 | M | Direct | |
82,826 | 2019-01-20 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a predefined price target in a trading plan qualified under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that was effective September 26, 2013.
- The price shown above represents the weighted average price of the shares sold. The range of sales prices was $32.51 and $33.50. The Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The price shown above represents the weighted average price of the shares sold. The range of sales prices was $33.52 and $33.69. The Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The price shown above represents the weighted average price of the shares sold. The range of sales prices was $32.05 and $32.77. The Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- On July 15, 2008, the Reporting Person received a grant of 22,500 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the grant and 2% each month thereafter.
- On October 15, 2008, the Reporting Person received a grant of 22,500 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the grant and 2% each month thereafter.
- On January 15, 2009, the Reporting Person received a grant of 22,500 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the grant and 2% each month thereafter.
- On January 20, 2009, the Reporting Person received a grant of performance based options under the Issuer's 1998 Stock Option Plan. The actual number of options received was 92,626, which was determined based on the performance of the Issuer's common stock relative to the performance of stock comprising a selected market index. 50% of such options vested and became exercisable on the second anniversary of the date of grant and the remaining 50% of such options vested and became exercisable on the third anniversary of the date of grant.