Filing Details

Accession Number:
0001209191-13-046156
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-30 19:10:29
Reporting Period:
2013-09-27
Filing Date:
2013-09-30
Accepted Time:
2013-09-30 18:10:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216543 D Paul Arling 201 E. Sandpointe Avenue
Suite 800
Santa Ana CA 92707-6708
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-27 2,702 $17.59 134,152 No 4 M Direct
Common Stock Disposition 2013-09-27 2,702 $36.46 131,450 No 4 S Direct
Common Stock Acquisiton 2013-09-30 2,500 $17.59 133,950 No 4 M Direct
Common Stock Disposition 2013-09-30 2,500 $36.00 131,450 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Rt. to Buy) Disposition 2013-09-27 2,702 $17.59 2,702 $17.59
Common Employee Stock Option (Rt to Buy) Disposition 2013-09-30 2,500 $17.59 2,500 $17.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
295,498 2009-01-21 2015-01-21 No 4 M Direct
292,998 2009-01-21 2015-01-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Spouse
Footnotes
  1. This is the weighted average of the price traded. The high was $36.50 and the low was $36.40.
  2. This is the weighted average of the price traded. The high was $36.04 and the low was $36.00.
  3. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  4. Cashless Exercise of Employee Stock Option.Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 26, 2013.