Filing Details

Accession Number:
0001140361-13-037303
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-30 17:50:11
Reporting Period:
2013-08-26
Filing Date:
2013-09-30
Accepted Time:
2013-09-30 17:50:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
62234 Marcus Corp MCS Hotels & Motels (7011) 391139844
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195907 L Philip Milstein Ogden Cap Properties, Llc
545 Madison Avenue, 6Th Floor
New York NY 10022-4219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-26 38,736 $0.00 77,379 No 5 G Direct
Common Stock Acquisiton 2013-09-27 28,481 $13.14 105,860 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 124,111 Indirect As co-trustee for SVM Foundation
Common Stock 5,625 Indirect As trustee for A. B. Elbaum
Common Stock 57,500 Indirect As trustee for PLM Foundation
Common Stock 8,100 Indirect By children
Common Stock 2,000 Indirect By spouse
Class B Common Stock 62,055 Indirect As partner of Northmon
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $11.27 2004-05-27 2014-05-27 713 713 Direct
Common Stock Stock Option (Right to Buy) $15.70 2005-05-26 2015-05-26 713 713 Direct
Common Stock Stock Option (Right to Buy) $17.73 2006-05-25 2016-05-25 500 500 Direct
Common Stock Stock Option (Right to Buy) $23.37 2007-05-31 2017-05-31 500 500 Direct
Common Stock Stock Option (Right to Buy) $17.17 2008-05-29 2018-05-29 500 500 Direct
Common Stock Stock Option (Right to Buy) $10.78 2009-05-28 2019-05-28 500 500 Direct
Common Stock Stock Option (Right to Buy) $11.14 2010-05-27 2020-05-27 500 500 Direct
Common Stock Stock Option (Right to Buy) $10.50 2011-05-26 2021-05-26 500 500 Direct
Common Stock Stock Option (Right to Buy) $13.33 2012-05-31 2022-05-31 500 500 Direct
Common Stock Stock Option (Right to Buy) $13.45 2013-05-30 2023-05-30 1,000 1,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-27 713 713 Direct
2015-05-26 713 713 Direct
2016-05-25 500 500 Direct
2017-05-31 500 500 Direct
2018-05-29 500 500 Direct
2019-05-28 500 500 Direct
2020-05-27 500 500 Direct
2021-05-26 500 500 Direct
2022-05-31 500 500 Direct
2023-05-30 1,000 1,000 Direct
Footnotes
  1. Does not include 28,481 shares of Common Stock currently held in a grantor retained annuity trust.
  2. The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.
  3. Granted pursuant to The Marcus Corporation 1994 Nonemployee Director Stock Option Plan.
  4. Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.