Filing Details
- Accession Number:
- 0001140361-13-037295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-30 17:27:07
- Reporting Period:
- 2013-09-26
- Filing Date:
- 2013-09-30
- Accepted Time:
- 2013-09-30 17:27:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226316 | H Patricia Mccall | C/O Avago Technologies U.s. Inc. 350 West Trimble Road San Jose CA 95131 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2013-09-26 | 5,000 | $10.22 | 29,698 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-09-26 | 5,000 | $42.50 | 24,698 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2013-09-27 | 5,000 | $10.22 | 29,698 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-09-27 | 5,000 | $42.60 | 24,698 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2013-09-26 | 5,000 | $0.00 | 5,000 | $10.22 |
| Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2013-09-27 | 5,000 | $0.00 | 5,000 | $10.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2017-06-04 | No | 4 | M | Direct | |
| 10,000 | 2017-06-04 | No | 4 | M | Direct |
Footnotes
- Includes 151 shares acquired under the Avago Technologies Limited Employee Share Purchase Plan on September 13, 2013. Also includes 22,667 restricted share units.
- The option is fully vested and exercisable.
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