Filing Details
- Accession Number:
- 0001225208-13-020665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-30 16:17:23
- Reporting Period:
- 2013-09-26
- Filing Date:
- 2013-09-30
- Accepted Time:
- 2013-09-30 16:17:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855874 | Tri County Financial Corp | TCFC.OB | State Commercial Banks (6022) | 521652138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369844 | T Philip Goldstein | 3035 Leonardtown Road Waldorf MD 20601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-26 | 3,000 | $18.75 | 6,027 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $27.70 | 2007-07-17 | 2017-07-17 | 500 | 500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-07-17 | 500 | 500 | Direct |