Filing Details
- Accession Number:
- 0001209191-13-046015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-27 20:41:38
- Reporting Period:
- 2013-09-25
- Filing Date:
- 2013-09-27
- Accepted Time:
- 2013-09-27 20:41:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307923 | P L Iii Partners Equity Palladium | Rockefeller Center 1270 Avenue Of The Americas, Suite 2200 New York NY 10020 | Yes | No | Yes | No | |
1525547 | A Marcos Rodriguez | Rockefeller Center 1270 Avenue Of The Americas, Suite 2200 New York NY 10020 | Yes | No | Yes | No | |
1525768 | Palladium Equity Partners Iii, L.l.c. | Rockefeller Center 1270 Avenue Of The Americas, Suite 2200 New York NY 10020 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.10 Per Share | Disposition | 2013-09-25 | 2,547,335 | $26.26 | 1,143,240 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- This amount represents the $27.50 public offering price per share of the common stock of Regional Management Corp. (the "Issuer") less the underwriting discount of $1.2375 per share.
- The amount stated includes 4,000 shares subject to options either currently exercisable or exercisable within 60 days of the date hereof, over which Palladium Equity Partners III, L.P. will not have voting or investment power until the options are exercised. The Issuer granted such options to David Perez and Erik A. Scott, who are designees of Palladium Equity Partners III, L.P. serving on the Issuer's board of directors, on March 27, 2012. Pursuant to arrangements between Palladium Equity Partners III, L.P., Mr. Perez, and Mr. Scott, Messrs. Perez and Scott are not permitted to retain stock options granted by the Issuer to each of Messrs. Perez and Scott, and each of Messrs. Perez and Scott is required to hold such securities for the benefit of Palladium Equity Partners III, L.P.
- These shares of common stock of the Issuer are held by Palladium Equity Partners III, L.P. The general partner of Palladium Equity Partners III, L.P. is Palladium Equity Partners III, L.L.C. Marcos A. Rodriguez is the managing member of Palladium Equity Partners III, L.L.C.