Filing Details

Accession Number:
0001209191-13-045998
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-27 19:08:38
Reporting Period:
2013-09-25
Filing Date:
2013-09-27
Accepted Time:
2013-09-27 19:08:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM Personal Credit Institutions (6141) 570847115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024684 Iii Barron Frank Fletcher 2100 Mckinney Avenue, Suite 1200
Dallas TX 75201
Yes No Yes No
1350566 Parallel 2005 Equity Fund Lp 2100 Mckinney Avenue, Suite 1200
Dallas TX 75201
Yes No Yes No
1525811 Parallel 2005 Equity Partners, Lp 2100 Mckinney Avenue, Suite 1200
Dallas TX 75201
Yes No Yes No
1525812 Parallel 2005 Equity Partners, Llc 2100 Mckinney Avenue, Suite 1200
Dallas TX 75201
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Disposition 2013-09-25 1,454,665 $26.26 652,850 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. This amount represents the $27.50 public offering price per share of the common stock of Regional Management Corp. (the "Issuer") less the underwriting discount of $1.2375 per share.
  2. The amount stated includes 4,000 shares subject to options either currently exercisable or exercisable within 60 days of the date hereof, over which Parallel 2005 Equity Fund, LP will not have voting or investment power until the options are exercised. The Issuer granted such options to Jared L. Johnson and Richard T. Dell'Aquila, who are designees of Parallel 2005 Equity Fund, LP serving on the Issuer's board of directors, on March 27, 2012. Pursuant to arrangements between Parallel 2005 Equity Fund, LP, Mr. Johnson, and Mr. Dell'Aquila, Messrs. Johnson and Dell'Aquila are not permitted to retain stock options granted by the Issuer to each of Messrs. Johnson and Dell'Aquila, and each of Messrs. Johnson and Dell'Aquila is required to hold such securities for the benefit of Parallel 2005 Equity Fund, LP.
  3. These shares of common stock of Regional Management Corp. (the "Issuer") are held by Parallel 2005 Equity Fund, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Partners, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC.