Filing Details
- Accession Number:
- 0001209191-13-045998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-27 19:08:38
- Reporting Period:
- 2013-09-25
- Filing Date:
- 2013-09-27
- Accepted Time:
- 2013-09-27 19:08:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024684 | Iii Barron Frank Fletcher | 2100 Mckinney Avenue, Suite 1200 Dallas TX 75201 | Yes | No | Yes | No | |
1350566 | Parallel 2005 Equity Fund Lp | 2100 Mckinney Avenue, Suite 1200 Dallas TX 75201 | Yes | No | Yes | No | |
1525811 | Parallel 2005 Equity Partners, Lp | 2100 Mckinney Avenue, Suite 1200 Dallas TX 75201 | Yes | No | Yes | No | |
1525812 | Parallel 2005 Equity Partners, Llc | 2100 Mckinney Avenue, Suite 1200 Dallas TX 75201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.10 Per Share | Disposition | 2013-09-25 | 1,454,665 | $26.26 | 652,850 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- This amount represents the $27.50 public offering price per share of the common stock of Regional Management Corp. (the "Issuer") less the underwriting discount of $1.2375 per share.
- The amount stated includes 4,000 shares subject to options either currently exercisable or exercisable within 60 days of the date hereof, over which Parallel 2005 Equity Fund, LP will not have voting or investment power until the options are exercised. The Issuer granted such options to Jared L. Johnson and Richard T. Dell'Aquila, who are designees of Parallel 2005 Equity Fund, LP serving on the Issuer's board of directors, on March 27, 2012. Pursuant to arrangements between Parallel 2005 Equity Fund, LP, Mr. Johnson, and Mr. Dell'Aquila, Messrs. Johnson and Dell'Aquila are not permitted to retain stock options granted by the Issuer to each of Messrs. Johnson and Dell'Aquila, and each of Messrs. Johnson and Dell'Aquila is required to hold such securities for the benefit of Parallel 2005 Equity Fund, LP.
- These shares of common stock of Regional Management Corp. (the "Issuer") are held by Parallel 2005 Equity Fund, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Partners, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC.