Filing Details
- Accession Number:
- 0001209191-13-045967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-27 17:21:46
- Reporting Period:
- 2013-09-25
- Filing Date:
- 2013-09-27
- Accepted Time:
- 2013-09-27 17:21:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385228 | Bind Therapeutics Inc | BIND | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1117003 | Terrance Mcguire | 1000 Winter Street, Suite 3350 Waltham MA 02451 | No | No | Yes | No | |
1295676 | A Jonathan Flint | 1000 Winter Street, Suite 3350 Waltham MA 02451 | No | No | Yes | No | |
1439586 | Polaris Venture Partners Special Founders' Fund V, L.p. | 1000 Winter Street, Suite 3350 Waltham MA 02451 | No | No | Yes | No | |
1439587 | Polaris Venture Partners Entrepreneurs' Fund V, L.p. | 1000 Winter Street, Suite 3350 Waltham MA 02451 | No | No | Yes | No | |
1439588 | Polaris Venture Partners Founders' Fund V, L.p. | 1000 Winter Street, Suite 3350 Waltham MA 02451 | No | No | Yes | No | |
1439589 | Polaris Venture Management Co. V, L.l.c. | 1000 Winter Street, Suite 3350 Waltham MA 02451 | No | No | Yes | No | |
1439590 | Polaris Venture Partners V, L.p. | 1000 Winter Street, Suite 3350 Waltham MA 02451 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-25 | 1,992,253 | $0.00 | 1,992,253 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-09-25 | 26,000 | $15.00 | 2,018,253 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-09-25 | 1,476,960 | $0.00 | 563,725 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2013-09-25 | 1,900,000 | $0.00 | 725,191 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2013-09-25 | 487,780 | $0.00 | 186,175 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2013-09-25 | 390,170 | $0.00 | 148,919 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2013-09-25 | 964,798 | $0.00 | 368,243 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date. Immediately prior to closing of the issuer's initial public offering, the preferred stock held by the reporting person automatically converted into common stock on a 2.62 to 1 basis.
- Terrance G. McGuire and Jonathan A. Flint are the managing members of Polaris Venture Management Co. V, L.L.C. ("Polaris V"), which is the sole general partner of each of Polaris Venture Partners V, L.P. ("PVP V"), Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("Entrepreneurs' V"), Polaris Venture Partners Founders' Fund V, L.P. ("Founders' V") and Polaris Venture Partners Special Founders' Fund V, L.P. ("Special Founders' V") (collectively, the "Polaris Funds") and may be deemed to beneficially own the shares held by the Polaris Funds, but each of Mr. McGuire, Mr. Flint and Polaris V disclaim beneficial ownership of these securities and this report shall not be deemed an admission that it is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- Includes 1,922,393 shares of common stock held by PVP V, 37,467 shares of common stock held by Entrepreneurs' V, 13,168 shares of common stock held by Founders' V and 19,225 shares of common stock held by Special Founders' V.
- Includes 1,947,481 shares of common stock held by PVP V, 37,956 shares of common stock held by Entrepreneurs' V, 13,340 shares of common stock held by Founders' V and 19,476 shares of common stock held by Special Founders' V.
- The Polaris Funds hold shares of Series A Preferred Stock ("Series A") convertible into 563,725 shares of common stock, which includes shares of Series A convertible into 543,957 shares of common stock held by PVP V, shares of Series A convertible into 10,601 shares of common stock held by Entrepreneurs' V, shares of Series A convertible into 3,726 shares of common stock held by Founders' V and shares of Series A convertible into 5,439 shares of common stock held by Special Founders' V.
- The Polaris Funds hold shares of Series B Preferred Stock ("Series B") convertible into 725,191 shares of common stock, which includes shares of Series B convertible into 699,761 shares of common stock held by PVP V, shares of Series B convertible into 13,638 shares of common stock held by Entrepreneurs' V, shares of Series B convertible into 4,793 shares of common stock held by Founders' V and shares of Series B convertible into 6,997 shares of common stock held by Special Founders' V.
- The Polaris Funds hold shares of Series C Preferred Stock ("Series C") convertible into 186,175 shares of common stock, which includes shares of Series C convertible into 179,647 shares of common stock held by PVP V, shares of Series C convertible into 3,501 shares of common stock held by Entrepreneurs' V, shares of Series C convertible into 1,230 shares of common stock held by Founders' V and shares of Series C convertible into 1,796 shares of common stock held by Special Founders' V.
- The Polaris Funds hold shares of Series C-1 Preferred Stock ("Series C-1") convertible into 148,919 shares of common stock, which includes shares of Series C-1 convertible into 143,697 shares of common stock held by PVP V, shares of Series C-1 convertible into 2,800 shares of common stock held by Entrepreneurs' V, shares of Series C-1 convertible into 984 shares of common stock held by Founders' V and shares of Series C-1 convertible into 1,437 shares of common stock held by Special Founders' V.
- The Polaris Funds hold shares of Series D Preferred Stock ("Series D") convertible into 368,243 shares of common stock, which includes shares of Series D convertible into 355,329 shares of common stock held by PVP V, shares of Series D convertible into 6,925 shares of common stock held by Entrepreneurs' V, shares of Series D convertible into 2,434 shares of common stock held by Founders' V and shares of Series D convertible into 3,554 shares of common stock held by Special Founders' V.