Filing Details

Accession Number:
0001044321-13-000133
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-27 16:11:23
Reporting Period:
2013-09-25
Filing Date:
2013-09-27
Accepted Time:
2013-09-27 16:11:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120370 Broadwind Energy Inc. BWEN Nonferrous Foundries (Castings) (3360) 880409160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044321 M David Greenhouse & W Austin Marxe C/O Special Situations Funds
527 Madison Avenue, Suite 2600
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-25 1,000 $7.75 2,659,294 No 4 S Indirect By Limited Partnerships
Common Stock Disposition 2013-09-26 18,827 $8.06 2,640,467 No 4 S Indirect By Limited Partnerships
Common Stock Disposition 2013-09-26 3,294 $7.99 2,637,173 No 4 S Indirect By Limited Partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Limited Partnerships
No 4 S Indirect By Limited Partnerships
No 4 S Indirect By Limited Partnerships
Footnotes
  1. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (Tech 2). 1,387,703 shares of Common Stock are held by QP, 462,536 shares of Common Stock are held by Cayman, 110,138 shares of Common Stock are held by Tech and 676,796 shares of Common Stock are held by Tech 2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman, Tech and Tech 2 is limited to the extent of his pecuniary interest.
  2. This is a weighted average price.