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Filing Details

Accession Number:: 0000950142-13-002026
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-27 16:00:40
Reporting Period:: 2013-09-27

Filing Date:: 2013-09-27
Accepted Time:: 2013-09-27 16:00:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
109177	Harbinger Group Inc.	HRG	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	741339132

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1233563	Harbinger Capital Partners Master Fund I, Ltd.	C/O International Fund Svs. (Ireland) Lt 78 Sir John Rogerson'S Quay Dublin 2 L2 00000	No	No	Yes	Yes
1233569	Philip Falcone	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1371517	Harbinger Capital Partners Special Situations Fund, L.p.	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1371518	Harbinger Capital Partners Special Situations Gp, Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1456927	Harbinger Holdings, Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1457298	Harbinger Capital Partners Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1466478	Ltd. Breakaway Opportunities Global	Maples Corporate Services Limited Po Box 309, Ugland House Grand Cayman E9 KY1-1104	No	No	Yes	Yes
1466495	Harbinger Capital Partners Ii Gp Llc	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes
1466496	Harbinger Capital Partners Ii Lp	450 Park Avenue, 30Th Floor New York NY 10022	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock (Par Value $0.01 Per Share)	Disposition	2013-09-27	17,351,587	$8.50	60,968,036	No	4	S	Direct
Common Stock (Par Value $0.01 Per Share)	Disposition	2013-09-27	3,868,627	$8.50	11,878,103	No	4	S	Direct
Common Stock (Par Value $0.01 Per Share)	Disposition	2013-09-27	2,479,786	$8.50	7,613,851	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Represents the sale of 18,600,000 shares of common stock of the Issuer (the "Shares") by Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"), Harbinger Capital Partners Special Situations Fund, L.P. (the "Special Situations Fund") and Global Opportunities Breakaway Ltd. (the "Breakaway Fund", and collectively, the "Sellers") at a price of $8.50 (before deducting commission) to Leucadia National Corporation, and the sale of aggregate of 5,100,000 Shares at a price of $8.50 (before deducting commission) to other third parties.
These Shares are owned directly by the Master Fund, which is a Reporting Person.
These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.
Each person listed in Footnote 3 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These Shares are owned directly by the Special Situations Fund, which is a Reporting Person.
These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, the managing member of HCPSS; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Special Situations Fund.
Each Reporting Person listed in Footnote 6 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These Shares are owned directly by the Breakaway Fund, which is a Reporting Person.
These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners II LP ("HCP II"), the investment manager of the Breakaway Fund; Harbinger Capital Partners II GP LLC ("HCP GP II"), the general partner of HCP II; and Philip Falcone, the managing member of HCP II GP and the portfolio manager of the Breakaway Fund.
Each person listed in Footnote 9 disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.