Home > Insider Trading > Filing (0001225208-13-020565)

Filing Details

Accession Number:: 0001225208-13-020565
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-27 12:12:03
Reporting Period:: 2013-09-26

Filing Date:: 2013-09-27
Accepted Time:: 2013-09-27 12:12:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1062438	Pulaski Financial Corp	PULB	Savings Institution, Federally Chartered (6035)	431816913

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1452827	J Brian Bjorkman	12300 Olive Boulevard St. Louis MO 63141	President - Commercial Lending	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-09-26	15,000	$9.76	44,385	No	4	M	Direct
Common Stock	Disposition	2013-09-26	100	$10.29	44,285	No	4	S	Direct
Common Stock	Disposition	2013-09-26	100	$10.25	44,185	No	4	S	Direct
Common Stock	Disposition	2013-09-26	200	$10.17	43,985	No	4	S	Direct
Common Stock	Disposition	2013-09-26	300	$10.27	43,685	No	4	S	Direct
Common Stock	Disposition	2013-09-26	300	$10.20	43,385	No	4	S	Direct
Common Stock	Disposition	2013-09-26	300	$10.15	43,085	No	4	S	Direct
Common Stock	Disposition	2013-09-26	500	$10.30	42,585	No	4	S	Direct
Common Stock	Disposition	2013-09-26	500	$10.16	42,085	No	4	S	Direct
Common Stock	Disposition	2013-09-26	700	$10.26	41,385	No	4	S	Direct
Common Stock	Disposition	2013-09-26	818	$10.23	40,567	No	4	S	Direct
Common Stock	Disposition	2013-09-26	3,395	$10.20	37,172	No	4	S	Direct
Common Stock	Disposition	2013-09-26	3,787	$10.25	33,385	No	4	S	Direct
Common Stock	Disposition	2013-09-26	4,000	$10.15	29,385	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2013-09-26	15,000	$0.00	15,000	$9.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2004-09-30	2013-09-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,143	Indirect	By KSOP
Common Stock	3,112	Indirect	By Stock Award II
Common Stock	3,541	Indirect	By Stock Award III
Common Stock	33,750	Indirect	By Stock Award IV

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$13.00	2006-01-27	2015-01-27	15,000	15,000	Direct
Common Stock	Stock Option (right to buy)	$17.25	2006-10-14	2015-10-14	10,000	10,000	Direct
Common Stock	Stock Option (right to buy)	$7.70	2009-11-03	2018-11-03	10,000	10,000	Direct
Common Stock	Stock Option (right to buy)	$11.13	2008-11-19	2017-11-19	50,000	50,000	Direct
Common Stock	Stock pursuant to Deferred Compensation Agreement	$0.00			63,294	63,294	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-01-27	15,000	15,000	Direct
2015-10-14	10,000	10,000	Direct
2018-11-03	10,000	10,000	Direct
2017-11-19	50,000	50,000	Direct
	63,294	63,294	Direct

Footnotes

This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, and in each case, only upon the achievement of certain of the Company's performance objectives including earnings performance and certain other common stock performance measures and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable.
Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment.