Filing Details
- Accession Number:
- 0001209191-13-045819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-26 19:04:03
- Reporting Period:
- 2013-09-24
- Filing Date:
- 2013-09-26
- Accepted Time:
- 2013-09-26 19:04:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1375556 | M Bryan Hackworth | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-24 | 6,748 | $24.91 | 25,177 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-24 | 6,748 | $33.16 | 18,429 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-25 | 6,150 | $24.91 | 24,579 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-25 | 6,150 | $34.07 | 18,429 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-09-24 | 6,748 | $24.91 | 6,748 | $24.91 |
Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-09-25 | 6,150 | $24.91 | 6,150 | $24.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,800 | 2011-07-25 | 2020-01-25 | No | 4 | M | Direct |
60,650 | 2012-10-25 | 2020-01-25 | No | 4 | M | Direct |
Footnotes
- This is the weighted average of the price traded. The high was $33.480 and the low was $33.00.
- This is the weighted average of the price traded. The high was $34.960 and the low was $33.240.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Cashless Exercise of Employee Stock Option.Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 28, 2013.