Filing Details
- Accession Number:
- 0001437749-13-012335
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-26 16:38:19
- Reporting Period:
- 2013-09-05
- Filing Date:
- 2013-09-26
- Accepted Time:
- 2013-09-26 16:38:19
- Original Submission Date:
- 2013-09-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924383 | Lrad Corp | LRAD | Household Audio & Video Equipment (3651) | 870361799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357179 | R Thomas Brown | 16990 Goldentop Rd. Suite A San Diego CA 92127 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-05 | 54,294 | $0.48 | 91,694 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-05 | 1,194 | $1.48 | 90,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-05 | 16,500 | $1.49 | 74,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-05 | 35,811 | $1.50 | 38,189 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-05 | 789 | $1.51 | 37,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-05 | 54,294 | $0.00 | 54,294 | $0.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
241,698 | 2013-12-08 | No | 4 | M | Direct |
Footnotes
- The option to purchase shares vests as to 1/3 of the shares on the date of grant at 12/8/2008 and 1/12 quarterly thereafter until fully vested.