Filing Details
- Accession Number:
- 0001209191-13-045704
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-26 10:25:44
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-26
- Accepted Time:
- 2013-09-26 10:25:44
- Original Submission Date:
- 2013-09-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1542472 | A. Bradley Cleveland | 5540 Pioneer Creek Drive Maple Plain MN 55359 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-09 | 12,469 | $73.60 | 82,531 | No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
Common Stock | Disposition | 2012-09-09 | 45,623 | $74.25 | 36,908 | No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
Common Stock | Disposition | 2013-09-09 | 7,702 | $75.03 | 29,206 | No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
Common Stock | Disposition | 2013-09-10 | 20,682 | $74.07 | 8,524 | No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
Common Stock | Disposition | 2013-09-10 | 8,524 | $75.47 | 0 | No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
No | 4 | S | Indirect | By JK Cleveland Irrevocable Trust |
Footnotes
- Sales effected pursuant to Rule 10b5-1 trading plan adopted by the JK Cleveland IRR Trust ua dtd 12/18/12 (the "Trust") on August 8, 2013.
- Reflects the weighted average price of 12,469 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 9, 2013 with sale prices ranging from $72.83 to $73.80 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This filing amends Item 5 of Table I to correct the number of securities beneficially owned following each of the reported transactions listed above. This filing also removes a line item for "JK Cleveland Declaration Trust," which was erroneously included.
- These shares are held indirectly by a trust for the benefit of the reporting person's children. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in them.
- Reflects the weighted average price of 45,623 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 9, 2013 with sale prices ranging from $73.84 to $74.84 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 7,702 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 9, 2013 with sale prices ranging from $74.87 to $75.18 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 20,682 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 10, 2013 with sale prices ranging from $73.70 to $74.51 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 8,524 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 10, 2013 with sale prices ranging from $75.00 to $75.98 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.