Filing Details
- Accession Number:
- 0001179110-13-014627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-25 19:07:52
- Reporting Period:
- 2013-09-23
- Filing Date:
- 2013-09-25
- Accepted Time:
- 2013-09-25 19:07:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1063339 | G Richard Newman | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-23 | 4,600 | $30.90 | 222,997 | No | 4 | S | Indirect | by R&C Newman Revocable Trust |
| Common Stock | Disposition | 2013-09-24 | 10,000 | $31.30 | 14,931 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by R&C Newman Revocable Trust |
| No | 4 | S | Indirect | by C&R Newman Family Foundation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,513 | Indirect | by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT |
| Common Stock | 58,513 | Indirect | by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT |
| Common Stock | 17,065 | Indirect | by R&C Newman Partnership LP |
| Common Stock | 43,777 | Indirect | by Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT |
| Common Stock | 43,777 | Indirect | by Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT |
| Common Stock | 170,160 | Indirect | by RGN 2012 Spousal Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 49,141 | 49,141 | Indirect | |
| Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 15,989 | 15,989 | Indirect | |
| Common Stock | Employee Stock Option | $25.38 | 2011-03-31 | 2017-05-28 | 14,558 | 14,558 | Indirect |
| Common Stock | Employee Stock Option | $28.44 | 2012-03-03 | 2018-03-03 | 13,416 | 13,416 | Indirect |
| Common Stock | Restricted Stock Unit | $0.00 | 3,537 | 3,537 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-01 | 49,141 | 49,141 | Indirect |
| 2016-12-02 | 15,989 | 15,989 | Indirect |
| 2017-05-28 | 14,558 | 14,558 | Indirect |
| 2018-03-03 | 13,416 | 13,416 | Indirect |
| 3,537 | 3,537 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 13, 2013.
- The option vested in three equal annual installments beginning on December 1, 2009.
- The option vested in three equal annual installments beginning on December 2, 2010.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest on March 7, 2014.
Billionaire Hedge Funds
