Filing Details

Accession Number:
0001225208-13-020487
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-25 19:05:31
Reporting Period:
2013-09-23
Filing Date:
2013-09-25
Accepted Time:
2013-09-25 19:05:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1031000 L Jay Schottenstein Schottenstein Stores Corporation
4300 E. Fifth Ave.
Columbus OH 43219
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2013-09-23 2,581 $0.00 2,581 No 4 C Indirect By Schottenstein RVI, LLC
Class A Common Shares Disposition 2013-09-23 2,581 $85.06 0 No 4 S Indirect By Schottenstein RVI, LLC
Class A Common Shares Acquisiton 2013-09-24 21,203 $0.00 21,203 No 4 C Indirect By Schottenstein RVI, LLC
Class A Common Shares Disposition 2013-09-24 21,203 $85.10 0 No 4 S Indirect By Schottenstein RVI, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Schottenstein RVI, LLC
No 4 S Indirect By Schottenstein RVI, LLC
No 4 C Indirect By Schottenstein RVI, LLC
No 4 S Indirect By Schottenstein RVI, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Class B Common Shares Disposition 2013-09-23 2,581 $0.00 2,581 $0.00
Class A Common Shares Class B Common Shares Disposition 2013-09-24 21,203 $0.00 21,203 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,199,014 No 4 C Indirect
4,177,811 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares 13,150 Indirect By Trusts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Shares Class B Common Shares $0.00 71,905 71,905 Direct
Class A Common Shares Class B Common Shares $0.00 293,092 293,092 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
71,905 71,905 Direct
293,092 293,092 Indirect
Footnotes
  1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.10. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  2. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.28. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  3. Class B common shares convert to Class A common shares on a one-for-one basis.
  4. The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.