Filing Details
- Accession Number:
- 0001137411-13-000153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-25 18:11:34
- Reporting Period:
- 2013-09-24
- Filing Date:
- 2013-09-25
- Accepted Time:
- 2013-09-25 18:11:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191571 | R Gary Chadick | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp, Gnrl Counsel And Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-24 | 13,374 | $57.92 | 39,266 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-09-24 | 7,808 | $55.75 | 47,074 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-24 | 6,687 | $68.49 | 40,387 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-24 | 14,495 | $70.00 | 25,892 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-24 | 13,374 | $0.00 | 13,374 | $57.92 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-24 | 7,808 | $0.00 | 7,808 | $55.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-11-09 | No | 4 | M | Direct | |
9,892 | 2020-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,048 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of August 30, 2013.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 30, 2013.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
- 5,900 stock options became exercisable on each of November 19, 2011 and November 19, 2012 and an additional 5,900 stock options become exercisable on November 19, 2013.