Filing Details
- Accession Number:
- 0001137411-13-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-25 18:09:52
- Reporting Period:
- 2013-09-24
- Filing Date:
- 2013-09-25
- Accepted Time:
- 2013-09-25 18:09:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377692 | Kelly Robert Ortberg | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-24 | 7,708 | $27.97 | 45,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.12 | 45,748 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.14 | 45,648 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.16 | 45,548 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $69.19 | 45,448 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 300 | $68.20 | 45,148 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.23 | 44,948 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.24 | 44,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.25 | 44,748 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.28 | 44,648 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.32 | 44,548 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.33 | 44,348 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.33 | 44,148 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 300 | $68.34 | 43,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.35 | 43,648 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.38 | 43,448 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.38 | 43,248 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 234 | $68.40 | 43,014 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 300 | $68.40 | 42,714 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 366 | $68.41 | 42,348 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 200 | $68.41 | 42,148 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.42 | 42,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.43 | 41,948 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.44 | 41,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.48 | 41,748 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.48 | 41,648 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-24 | 100 | $68.48 | 41,548 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-24 | 7,708 | $0.00 | 7,708 | $27.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,717 | 2013-11-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,247 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of August 30, 2013.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 30, 2013.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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