Filing Details

Accession Number:
0001217398-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-25 17:40:40
Reporting Period:
2013-09-25
Filing Date:
2013-09-25
Accepted Time:
2013-09-25 17:40:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217398 K Joan Shafran 26 Landsdowne St.
Cambridge MA 02139
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-09-25 50,000 $19.07 92,785 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 7,468 Indirect See footnote
Class A Common Stock 8,920 Indirect See footnote
Class A Common Stock 720 Indirect See footnote
Class A Common Stock 37,156 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 900 900 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 1,879,908 1,879,908 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 13,500 13,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 900 900 Indirect
1988-08-08 1,879,908 1,879,908 Indirect
1988-08-08 13,500 13,500 Indirect
Footnotes
  1. Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
  2. Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
  3. Joan Shafran, Trustee - held in street account with Barclays. The price $19.07 represents a weighed average of sales prices ranging from $19.00 per share to $19.15 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  4. Held Indirect by The Berimore Company, Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
  5. Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
  6. Held Indirect - General Partner of RMS, Ltd.
  7. Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
  8. Held Indirect - Powell Partners.
  9. Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
  10. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.