Filing Details
- Accession Number:
- 0001179110-13-014612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-25 17:30:05
- Reporting Period:
- 2013-09-17
- Filing Date:
- 2013-09-25
- Accepted Time:
- 2013-09-25 17:30:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1581607 | Roi Acquisition Corp. Ii | ROIQU | Blank Checks (6770) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305184 | J Thomas Baldwin | 601 Lexington Avenue, 51St Floor New York NY 10022 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-09-17 | 10,000 | $10.00 | 181,875 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2013-09-17 | 10,000 | $0.50 | 5,000 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | No | 4 | P | Direct |
Footnotes
- The 10,000 shares of the Issuer's common stock reported herein were acquired as a result of the reporting person's purchase of 10,000 of the Issuer's units. Each of the Issuer's units consists of one share of the Issuer's common stock and one warrant.
- Each warrant entitles the holder thereof to purchase one-half of one share of the Issuer's common stock at a price of $5.75 per half share ($11.50 per whole share), subject to adjustment as described in the Issuer's registration statement on Form S-1 (File No. 333-190721).
- The 10,000 warrants reported herein were acquired as a result of the reporting person's purchase of 10,000 of the Issuer's units. Each of the Issuer's units consists of one share of the Issuer's common stock and one warrant.
- The warrants become exercisable on the later of September 20, 2014 or 30 days after the closing of the Issuer's initial business combination.
- The warrants expire five years after they first become exercisable.
Billionaire Hedge Funds
