Filing Details
- Accession Number:
- 0001218326-13-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-25 16:16:28
- Reporting Period:
- 2013-09-23
- Filing Date:
- 2013-09-25
- Accepted Time:
- 2013-09-25 16:16:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-23 | 175,000 | $19.00 | 3,801,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-23 | 25,000 | $19.02 | 3,776,994 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-24 | 50,000 | $12.00 | 3,826,994 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-24 | 50,000 | $19.00 | 3,776,994 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-24 | 50,000 | $0.00 | 50,000 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
950,000 | 2016-06-23 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan adopted on June 21, 2013.
- This option shall cliff vest 100% on September 30, 2010.