Filing Details
- Accession Number:
- 0001181431-13-050498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-25 12:34:32
- Reporting Period:
- 2013-09-24
- Filing Date:
- 2013-09-25
- Accepted Time:
- 2013-09-25 12:34:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209846 | R David Stern | 5918 Stoneridge Mall Road Pleasanton CA 94588-3229 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-24 | 50,000 | $29.94 | 70,333 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-24 | 50,000 | $32.00 | 20,333 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-09-24 | 50,000 | $0.00 | 50,000 | $29.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-25 | No | 4 | M | Direct |
Footnotes
- The reported exercise and sale were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 26, 2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. This option became fully exercisable on 2/25/2013.