Filing Details

Accession Number:
0001209191-13-045541
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-24 20:43:01
Reporting Period:
2013-09-20
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 19:43:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455271 Griffin-American Healthcare Reit Ii Inc. NONE Real Estate Investment Trusts (6798) 264008719
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518484 K.l. Stefan Oh C/O Griffin-American Healthcare Reit Ii,
Inc., 18191 Von Karman Ave., Suite 300
Irvine CA 92612
Senior V.p. - Acquisitions No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-20 105 $9.20 6,533 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,308 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 2015-01-17 8,154 8,154 Direct
Common Stock Phantom Stock $0.00 2015-09-17 10,000 18,154 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
8,154 8,154 Direct
10,000 18,154 Direct
Footnotes
  1. The reported shares of common stock were acquired at $9.198 per share by Mr. Oh pursuant to an Executive Stock Purchase Plan between Mr. Oh and the Issuer, entered into on 1/1/2013.
  2. Mr. Oh owns these shares of common stock through his investment retirement account.
  3. Each share of phantom stock is the economic equivalent of one share of common stock of the issuer.
  4. The units of phantom stock will vest fully on 1/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. I.
  5. There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. I.
  6. The units of phantom stock will vest fully on 9/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. II.
  7. There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. II.