Filing Details
- Accession Number:
- 0001209191-13-045539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 19:41:23
- Reporting Period:
- 2013-09-20
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 19:41:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1455271 | Griffin-American Healthcare Reit Ii Inc. | NONE | Real Estate Investment Trusts (6798) | 264008719 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397834 | S Kathleen Shannon Johnson | C/O Griffin-American Healthcare Reit Ii, Inc., 18191 Von Karman Ave., Suite 300 Irvine CA 92612 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-20 | 105 | $9.20 | 27,368 | No | 4 | P | Indirect | By Johnson Revocable Trust, DTD 12/27/2006 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Johnson Revocable Trust, DTD 12/27/2006 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 2015-01-17 | 5,436 | 5,436 | Direct | |
Common Stock | Phantom Stock | $0.00 | 2015-09-17 | 5,000 | 10,436 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
5,436 | 5,436 | Direct | |
5,000 | 10,436 | Direct |
Footnotes
- The reported shares of common stock were acquired at $9.198 per share by Ms. Johnson pursuant to an Executive Stock Purchase Plan between Ms. Johnson and the Issuer, entered into on 1/1/2013.
- The reported shares of common stock are held directly by Johnson Revocable Trust, DTD 12/27/2006, and indirectly by Shannon Kathleen S. Johnson and Corwin B. Johnson, Trustees.
- Each share of phantom stock is the economic equivalent of one share of common stock of the issuer.
- The units of phantom stock will vest fully on 1/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. I.
- There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. I.
- The units of phantom stock will vest fully on 9/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. II.
- There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. II.