Filing Details
- Accession Number:
- 0001209191-13-045538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 19:39:44
- Reporting Period:
- 2013-09-20
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 19:39:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1455271 | Griffin-American Healthcare Reit Ii Inc. | NONE | Real Estate Investment Trusts (6798) | 264008719 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504537 | B. Mathieu Streiff | C/O Griffin-American Healthcare Reit Ii, Inc., 18191 Von Karman Ave., Suite 300 Irvine CA 92612 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-20 | 284 | $9.20 | 58,398 | No | 4 | P | Indirect | Streiff Family Trust, UA DTD 3/26/2013 |
Common Stock | Acquisiton | 2013-09-20 | 14,029 | $9.20 | 77,105 | No | 4 | J | Indirect | By American Healthcare Investors LLC |
Common Stock | Acquisiton | 2013-09-23 | 48,924 | $9.20 | 107,322 | No | 4 | P | Indirect | Streiff Family Trust, UA DTD 3/26/2013 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Streiff Family Trust, UA DTD 3/26/2013 |
No | 4 | J | Indirect | By American Healthcare Investors LLC |
No | 4 | P | Indirect | Streiff Family Trust, UA DTD 3/26/2013 |
Footnotes
- The reported shares of common stock were acquired at $9.198 per share by Mr. Streiff pursuant to an Executive Stock Purchase Plan between Mr. Streiff and the Issuer, entered into effective 1/1/2013.
- The reported shares of common stock are held directly by Streiff Family Trust, UA DTD 3/26/2013, and indirectly by Mathieu Streiff, Trustee.
- The shares were issued pursuant to a Sub-advisory Agreement, dated November 7, 2011, whereby American Healthcare Investors LLC provides services to the Issuer and recieves shares of the Issuer's common stock, in lieu of certain cash compensation.
- The reported shares of common stock are owned directly by American Healthcare Investors LLC, a limited liability company of which Mr. Streiff is a principal. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
- The reported shares of common stock were acquired through the Issuer's follow-on public offering at $9.198 per share, reflecting the elimination of selling commissions and the dealer manager fee in connection with such transaction