Filing Details
- Accession Number:
- 0001123292-13-001403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 19:36:40
- Reporting Period:
- 2013-09-23
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 19:36:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175505 | Five Prime Therapeutics Inc | FPRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1266567 | G Brian Atwood | C/O Five Prime Therapeutics, Inc. Two Corporate Drive South San Francisco CA 94080 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-23 | 986,240 | $0.00 | 986,240 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-09-23 | 28,989 | $0.00 | 1,015,229 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-09-23 | 76,923 | $13.00 | 1,092,152 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-09-23 | 986,240 | $0.00 | 986,240 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2013-09-23 | 28,989 | $0.00 | 28,989 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of convertible preferred stock automatically converted into one share of common stock. The convertible preferred stock had no expiration date.
- The securities are owned directly by Versant Affiliates Fund I-A, L.P., Versant Affiliates Fund I-B, L.P., Versant Side Fund I, L.P. and Versant Venture Capital I, L.P (collectively, the "Versant Entities"). Mr. Atwood is a managing member of Versant Ventures I, L.L.C., the general partner of each of the Versant Entities, and may be deemed to have shared voting and dispositive power over the shares owned by the Versant Entities. Mr. Atwood disclaims beneficial ownership of all shares held by the Versant Entities, except to the extent of his actual pecuniary interest therein.