Filing Details
- Accession Number:
- 0001140361-13-036912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 17:36:51
- Reporting Period:
- 2013-09-20
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 17:36:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211588 | E Hock Tan | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-09-20 | 270,002 | $5.00 | 540,835 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-09-20 | 270,002 | $41.83 | 270,833 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2013-09-20 | 270,002 | $0.00 | 270,002 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-12 | No | 4 | M | Direct |
Footnotes
- Includes 270,833 restricted share units.
- Transaction executed in multiple trades at prices ranging from $41.38 to $41.99 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.