Filing Details

Accession Number:
0001354327-13-000049
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-09-24 17:17:51
Reporting Period:
2013-08-08
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 17:17:51
Original Submission Date:
2013-08-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580310 R Bradley West C/O Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-08 9,136 $2.00 12,194 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-08 9,136 $10.39 3,058 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-09 60,864 $2.00 63,922 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-08-09 60,864 $10.16 3,058 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-08 70,000 $0.00 70,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
162,411 2020-04-06 No 4 M Direct
Footnotes
  1. (1) An aggregate of 232,411 options exercisable in five approximately equal annual installments beginning on April 6, 2011.