Filing Details
- Accession Number:
- 0001354327-13-000045
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 16:30:36
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 16:30:36
- Original Submission Date:
- 2013-08-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354327 | Pgt Inc. | PGTI | Metal Doors, Sash, Frames, Moldings & Trim (3442) | 200634715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366233 | L Deborah Lapinska | Pgt, Inc. 1070 Technology Drive North Venice FL 34275 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-08 | 13,055 | $2.00 | 29,996 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-08 | 13,055 | $10.39 | 16,941 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-09 | 86,945 | $2.00 | 103,886 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-09 | 86,945 | $10.16 | 16,941 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-08 | 100,000 | $0.00 | 100,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 383,808 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- (1) An aggregate of 483,808 options exercisable in five approximately equal annual installments beginning on April 6, 2011.
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