Filing Details

Accession Number:
0001225208-13-020420
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-24 16:23:59
Reporting Period:
2013-09-20
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 16:23:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490281 Groupon Inc. GRPN Services-Advertising Agencies (7311) 270903295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533913 Jason Child C/O Groupon, Inc.
600 West Chicago Avenue
Chicago IL 60654
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-09-20 65,000 $12.64 371,296 No 4 M Direct
Class A Common Stock Disposition 2013-09-20 30,518 $12.64 340,778 No 4 F Direct
Class A Common Stock Disposition 2013-09-23 40,000 $11.98 300,778 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2013-09-20 65,000 $0.00 65,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
585,000 2011-12-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 2013-11-05 55,600 55,600 Direct
Class A Common Stock Restricted Stock Units $0.00 2013-12-15 780,000 780,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
55,600 55,600 Direct
780,000 780,000 Direct
Footnotes
  1. Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
  2. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 23, 2013. The price per share for such transactions ranged from $11.85 to $12.20. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  3. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  4. 260,000 restricted stock units vested on December 20, 2011. The remainder of Mr. Child's restricted stock units will vest in 16 equal installments at the end of each subsequent three month period, beginning on March 20, 2012, subject to his continued employment with the Company through each vesting date.
  5. Twenty-five percent (25%) of the restricted stock units reported on this line will vest on November 5, 2013, and the remainder of the restricted stock units will vest in equal increments at the end of each of the following three quarters, beginning on February 5, 2014, subject to Mr. Child's continued employment with the Company through each vesting date.
  6. Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Child's continued employment with the Company through each vesting date.